Mastering Sequential Data Analysis: An In-depth Exploration of RNNs and LSTM Networks

Utsav Desai
9 min readApr 21, 2023

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RNN stands for Recurrent Neural Network. It is a type of neural network that contains memory and is best suited for sequential data. RNN is used by Apples Siri and Googles Voice Search. Let’s discuss some basic concepts of RNN.

Before going deep inside let’s first understand Forward Propagation and Backward Propagation

Forward and Backward Propagation

Forward propagation and backward propagation are two fundamental concepts in neural network training.

Forward propagation is the process of taking input through a neural network and producing an output. During this process, the input is multiplied by weights, biases are added, and activation functions are applied at each layer to produce an output. The output is then compared to the desired output, and the difference between them is calculated using a loss function.

Backward propagation, also known as backpropagation, is the process of adjusting the weights and biases of a neural network based on the difference between the output and the desired output calculated during the forward propagation. This is done by calculating the gradients of the loss function with respect to the weights and biases at each layer of the network. These gradients are then used to update the weights and biases using an optimization algorithm, such as stochastic gradient descent.

Backward propagation is a crucial step in neural network training, as it allows the network to learn and improve over time. The process of forward and backward propagation is repeated many times, with the weights and biases being updated each time until the network produces an output that is close enough to the desired output.

What is Deep Learning?

Deep Learning is a subset of machine learning that involves the use of artificial neural networks with multiple layers to model and solve complex problems. These networks are designed to learn from vast amounts of data and can identify patterns and relationships in the data, making it possible to make accurate predictions or classifications.

Deep Learning algorithms have been successful in a wide range of applications such as image and speech recognition, natural language processing, and self-driving cars.

What is RNN?

RNN stands for Recurrent Neural Network, which is a type of neural network designed to process sequential data. Unlike traditional feedforward neural networks, RNNs are able to remember previous inputs and use that information to inform the current output.

RNNs are commonly used for tasks such as language modeling, speech recognition, machine translation, and time series prediction, among others. In an RNN, each input in a sequence is processed sequentially, with the output from each step being fed back into the network as input for the next step.

The key feature of RNNs is that they have a “hidden state” that is updated at each step based on both the current input and the previous hidden state. This allows the network to capture information about the sequence as a whole, rather than just processing each input in isolation.

There are several variations of RNNs, including Long Short-Term Memory (LSTM) and Gated Recurrent Unit (GRU) networks, which are designed to address the issue of vanishing gradients that can occur in traditional RNNs.

Example of an RNN

An example of an RNN in Gmail could be the Smart Compose feature. Smart Compose uses an RNN to suggest and autocomplete sentences as a user is composing an email. The RNN is trained on a large corpus of text data to learn patterns and relationships between words, which allows it to suggest appropriate completions based on the context of the email. The RNN takes in the previous words and characters typed by the user as inputs and generates new words and characters as outputs.

For example, if a user starts typing “I’m writing to”, the RNN may suggest completions such as “request more information about” or “follow up on our meeting”. The RNN is able to suggest these completions by analyzing the context of the email, such as the subject line, previous sentences, and recipient information.

Overall, RNNs like the one used in Smart Compose are powerful tools for natural language processing tasks, allowing computers to generate human-like text and respond appropriately to user input.

Types of RNN Architectures

Here are the different types of RNN architectures:

  1. One to One RNN (Tx=Ty=1): This architecture maps one input to one output. It’s essentially a standard feedforward neural network.
  2. One to Many RNN (Tx=1, Ty>1): This architecture maps one input to a sequence of outputs. This can be useful in tasks such as music generation or image captioning.
  3. Many to One RNN (Tx>1, Ty=1): This architecture maps a sequence of inputs to one output. This can be useful in tasks such as sentiment analysis or speech recognition.
  4. Many to Many RNN (Tx>1, Ty>1): This architecture maps a sequence of inputs to a sequence of outputs. This can be useful in tasks such as machine translation or video analysis.

In addition to these four main types, there are also variations such as the encoder-decoder architecture, which combines the many-to-one and one-to-many architectures to translate sequences of inputs into sequences of outputs.

Issues while training an RNN

Here are some of the common issues that can arise while training an RNN:

→ Vanishing gradients: RNNs can suffer from the problem of vanishing gradients, where the gradients become extremely small as they propagate back in time. This can result in slow or even no learning.

This can be solved using the following methods:

  • Weight Initialization
  • Choosing the Right Activation Function
  • LSTM (Long Short-Term Memory) Best way to solve the vanishing gradient issue is the use of LSTM (Long Short-Term Memory).

→ Exploding gradients: Conversely, RNNs can also suffer from the problem of exploding gradients, where the gradients become extremely large as they propagate back in time. This can result in unstable training and divergence of the network.

This can be solved using the following methods:

  • Identity Initialization
  • Truncated Back-propagation
  • Gradient Clipping

Methods for Addressing Common Issues

Here are some methods to address the common issues that can arise while training a Recurrent Neural Network (RNN):

  1. Weight Initialization: Appropriate weight initialization can help to mitigate the vanishing and exploding gradient problems. One common initialization method is Xavier initialization, which scales the weights based on the number of inputs and outputs.
  2. Choosing the Right Activation Function: Choosing the right activation function can also help to mitigate vanishing gradients. The ReLU activation function is a good choice for RNNs as it helps to prevent saturation and vanishing gradients.
  3. LSTM (Long Short-Term Memory): The best way to solve the vanishing gradient issue is to use a specialized RNN architecture like LSTM. LSTM uses a memory cell and several gating mechanisms to selectively forget or store information over time, which helps to alleviate the vanishing gradient problem.
  4. Identity Initialization: Another method to address the vanishing gradient problem is to use identity initialization, where the weights of the recurrent connections are set to the identity matrix. This method helps to ensure that the gradients are neither too large nor too small.
  5. Truncated Back-propagation: Truncated back-propagation is a technique where the back-propagation algorithm is stopped after a certain number of time steps, rather than propagating gradients through the entire sequence. This can help to reduce computational complexity and improve training performance.
  6. Gradient Clipping: Gradient clipping is a technique where the gradients are clipped to a maximum value, which helps to prevent the exploding gradient problem. This technique is particularly useful when training with deep architectures or long sequences.

Overall, it’s important to choose appropriate initialization methods, activation functions, and RNN architectures to address the common issues that can arise while training an RNN.

Long Short-Term Memory (LSTM)

Long Short-Term Memory (LSTM) is a specialized Recurrent Neural Network (RNN) architecture that is designed to overcome the vanishing gradient problem and better capture long-term dependencies in sequential data. LSTM uses a memory cell and several gating mechanisms to selectively forget or store information over time, which helps to alleviate the vanishing gradient problem and improve training performance.

Here’s a step-by-step explanation of how LSTM works:

  1. Input gate: The first step in LSTM is to decide which information to keep from the new input. The input gate layer uses a sigmoid activation function to determine which values to update, with values close to 0 indicating to forget the information and values close to 1 indicating to keep the information.
  2. Candidate state: The second step is to create a candidate state that will be added to the memory cell. This is done by applying a tanh activation function to the new input which squashes the values to between -1 and 1.
  3. Forget gate: The third step is to decide which information to discard from the memory cell. The forget gate layer uses a sigmoid activation function to determine which values to forget, with values close to 0 indicating to keep the information and values close to 1 indicating to forget the information.
  4. Update memory cell: The fourth step is to update the memory cell by removing the information that was decided to be forgotten in step 3 and adding the new candidate state from step 2, which is weighted by the input gate from step 1.
  5. Output gate: The final step is to decide which information to output from the memory cell. The output gate layer uses a sigmoid activation function to determine which values to output, with values close to 0 indicating to keep the information and values close to 1 indicating to output the information.

Example of how LSTM can be used for text prediction

Here an example of how LSTM can be used for text prediction using the given sequence of words “The cat sat on the”:

1. First, we need to prepare the input data for the LSTM model. We can represent each word in the sequence using a one-hot encoding, which converts each word into a vector of zeros with a one at the index corresponding to the word’s position in the vocabulary. Assuming our vocabulary consists of the words “The”, “cat”, “sat”, “on”, and “unk” (which represents unknown words), the one-hot encodings for the input sequence “The cat sat on the” would be:

The: 10000
cat: 01000
sat: 00100
on: 00010
unk: 00001

2. Next, we can feed the one-hot encoded input sequence into the LSTM model. The LSTM will process the input sequence and produce an output at each time step, which represents the probability distribution of the next word given the previous words in the sequence.

3. To predict the next word, we can sample from the output distribution at the last time step (i.e., after processing the input sequence “The cat sat on the”). For example, let’s say the output distribution at the last time step is:

The: 0.05
cat: 0.1
sat: 0.3
on: 0.05
unk: 0.5

The LSTM is predicting the highest probability for the next word to be “unk” since it doesn’t have enough information to predict the next word with high confidence.

4. To improve the prediction accuracy, we can repeat steps 1–3 by feeding the input sequence “the cat sat on the unk” (i.e., the last three words of the original sequence plus “unk”) into the LSTM model. The LSTM will process the input sequence and produce an output distribution for the next word, which might be different from the output distribution in step 3.

5. We can repeat steps 1–4 by feeding longer input sequences into the LSTM model to capture more context and improve prediction accuracy.

That’s a basic example of how LSTM can be used for text prediction. In practice, there are many techniques and strategies to improve the performance of LSTM models, such as tuning the hyperparameters, pre-processing the input data, using regularization techniques, and more.

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Utsav Desai
Utsav Desai

Written by Utsav Desai

Utsav Desai is a technology enthusiast with an interest in DevOps, App Development, and Web Development.

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